Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Castiglione is an active broker registered with the Financial Industry Regulatory Authority (FINRA) and has over 20 years of experience in the financial services industry. She has been registered with Oppenheimer & Co. Inc. since 2006 and specializes in portfolio management for individuals, businesses, and pooled investment vehicles. Karen is a highly experienced and knowledgeable financial professional who is committed to providing her clients with personalized financial advice and guidance. She holds a Series 63, Series 7, and Series 25 license and has a strong track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
08/30/2006 - Present
Oppenheimer & Co. Inc. (MELVILLE NY)
PA
09/13/2004 - 11/18/2005
508 SECURITIES, INC. (WEST CONSHOHOCKEN PA)
NY
03/24/2004 - 08/30/2004
MITCHELL L. BELLER, INC. (WOODBURY NY)
NY
02/20/2004 - 08/30/2004
SDS SECURITIES CORP. (NEW YORK NY)
MA
10/04/2000 - 04/16/2003
MOORS & CABOT, INC. (BOSTON MA)
NY
03/15/1999 - 02/11/2000
FAGENSON & COMPANY, INC. (NEW YORK NY)
BC
Issued 06/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2000
Series 25 - NYSE Trading Assistant Examination
BC
Issued 09/20/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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