Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Seifert is a financial professional with over 29 years of experience in the industry. Karen is currently registered with Tradeweb Direct LLC in Jersey City, New Jersey and is licensed in California. Karen has held prior positions with Dealerweb Inc., Rafferty Capital Markets, LLC, J.J. Kenny Drake, Inc., Cantor Fitzgerald Partners, and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
09/06/2019 - Present
Tradeweb Direct LLC (JERSEY CITY NJ)
CA
10/11/2011 - 09/16/2019
DEALERWEB INC. (LOS ANGELES CA)
CA
03/11/2004 - 10/10/2011
RAFFERTY CAPITAL MARKETS, LLC (LOS ANGELES CA)
NY
06/10/1994 - 04/30/2004
J.J. KENNY DRAKE, INC. (NEW YORK NY)
NY
04/06/1993 - 04/14/1994
CANTOR FITZGERALD PARTNERS (NEW YORK NY)
NY
02/24/1992 - 04/12/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 06/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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