Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Dalmau is a financial advisor with Edward Jones. Karen has over 15 years of experience in the financial services industry. Karen has experience at a number of firms, including Morgan Stanley, UBS Financial Services Inc., and Merrill Lynch. Karen holds the Series 7, Series 10, Series 24, and Series 66 licenses. Karen is registered with the following states: Arkansas, California, Idaho, Massachusetts, Utah, and Wyoming. Karen specializes in providing financial planning and portfolio management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
03/18/2024 - Present
Edward Jones (ST LOUIS MO)
CA
04/14/2023 - 03/21/2024
MORGAN STANLEY (Los Angeles CA)
CA
10/19/2017 - 03/06/2023
UBS FINANCIAL SERVICES INC. (Ventura CA)
CA
04/09/2014 - 09/20/2017
MORGAN STANLEY (SANTA MONICA CA)
CA
12/06/2012 - 02/11/2014
WADDELL & REED, INC. (TORRANCE CA)
CA
02/07/2011 - 12/10/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (REDONDO BEACH CA)
CA
01/26/2010 - 01/21/2011
AMERIPRISE FINANCIAL SERVICES, INC. (LOS ANGELES CA)
CA
07/24/2009 - 11/23/2009
WELLS FARGO INVESTMENTS, LLC (RANCHO PALOS VERDES CA)
CA
09/14/2007 - 02/25/2008
EDWARD JONES (REDONDO BEACH CA)
BOTH
Issued 11/09/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/02/2022
Series 24 - General Securities Principal Examination
BC
Issued 12/27/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/07/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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