Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Serangeli is a financial advisor with Sorrento Pacific Financial, LLC based in Des Moines, Iowa. Karen specializes in providing financial advice to individuals, businesses, and charitable organizations. She has over 30 years of experience in the financial services industry and has worked with several firms throughout her career. Karen holds several licenses and certifications, including Series 6, 7, 24, 63, and 65. She is also a licensed investment advisor in Iowa. Karen is committed to providing her clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
12/15/2017 - Present
Sorrento Pacific Financial, LLC (Des Moines IA)
FL
02/06/2015 - 12/15/2017
INVEST FINANCIAL CORPORATION (TAMPA FL)
IA
05/27/2014 - 02/05/2015
LASALLE ST SECURITIES, L.L.C. (DES MOINES IA)
CA
04/16/2012 - 05/16/2014
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
IA
12/05/2000 - 03/23/2012
BROKER DEALER FINANCIAL SERVICES CORP. (MANSON IA)
IL
01/24/1994 - 12/01/2000
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
IL
10/08/1992 - 12/31/1993
TRI-MERICA SECURITIES CORPORATION (TINLEY PARK IL)
IA
Issued 04/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/05/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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