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Karen Louise Ellifritz

Cetera Investment Services LLC

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About Karen Louise Ellifritz

Karen Ellifritz is a financial advisor with Cetera Investment Services LLC based in Dundalk, MD. Karen has been in the financial services industry for over 11 years and has a Series 6 and SIE license. Karen's previous experience includes working at LPL FINANCIAL LLC.

Firm Information

Karen Ellifritz is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Ellifritz’s Registration & Firm History

MD

03/24/2014 - Present

Cetera Investment Services LLC (Dundalk MD)

MD

05/19/2011 - 03/21/2014

LPL FINANCIAL LLC (LUTHERVILLE MD)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Louise Ellifritz.
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