Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Bayuga is a financial professional with over 20 years of experience in the industry. Karen has a wide range of experience and holds several licenses and certifications, including Series 63, 66, 7, 9, 10 and SIE. Karen is currently registered with Wells Fargo Clearing Services, LLC and previously worked at D.A. Davidson & Co. and Wells Fargo Investments, LLC. Karen specializes in serving a variety of clients including individuals, high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
06/24/2020 - Present
Wells Fargo Clearing Services, LLC (SEATTLE WA)
WA
06/24/2009 - 06/25/2020
D.A. DAVIDSON & CO. (SEATTLE WA)
WA
01/26/1999 - 07/13/2009
WELLS FARGO INVESTMENTS, LLC (SEATTLE WA)
BOTH
Issued 04/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/16/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Karen Bayuga is the right advisor for you? Invested Better is here to help.
