Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Lorraine Glenton is a financial advisor who has been in the industry since 2008. Karen currently works for Raymond James & Associates, Inc. In the past, Karen has worked at UBS Financial Services Inc., Morgan Stanley Smith Barney, and Morgan Stanley & Co. Incorporated. Karen specializes in providing financial advice to individuals, businesses, corporations, pension and profit-sharing plans, and insurance companies. Karen holds Series 7 and Series 63 licenses as well as the SIE exam. Karen provides a variety of financial services, including financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/11/2023 - Present
Raymond James & Associates, Inc. (STUART FL)
FL
07/15/2011 - 05/22/2023
UBS FINANCIAL SERVICES INC. (STUART FL)
FL
06/01/2009 - 07/21/2011
MORGAN STANLEY SMITH BARNEY (STUART FL)
FL
07/17/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (STUART FL)
BC
Issued 03/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Karen Glenton is the right advisor for you? Invested Better is here to help.
