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Karen Llamanzares Ramos

Credit Agricole Securities (usa) Inc.

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About Karen Llamanzares Ramos

Karen Llamanzares Ramos is a registered representative with Credit Agricole Securities (usa) Inc., based in New York, New York. Karen has been in the financial industry since August 2, 2007. Karen holds Series 7, Series 63, Series 24, SIE, and Series 79TO licenses. Karen has worked with several firms in the past, including Capital One Securities, Inc. and ING Financial Markets LLC. Karen's background includes experience in investment banking, as well as the general securities and investment management industries. Karen is currently registered with the state of Arizona, California, Florida, Illinois, Massachusetts, New York, Ohio, Texas, Virginia, and Washington.

Firm Information

Karen Ramos is currently registered with Credit Agricole Securities (usa) Inc.. Credit Agricole Securities (usa) Inc. is a corporation formed in 1968 and is approved to operate in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Ramos’s Registration & Firm History

NY

07/26/2016 - Present

Credit Agricole Securities (usa) Inc. (NEW YORK NY)

NY

06/03/2015 - 07/05/2016

CAPITAL ONE SECURITIES, INC. (New York NY)

NY

04/20/2010 - 04/29/2013

ING FINANCIAL MARKETS LLC (NEW YORK NY)

NY

10/18/2005 - 04/16/2010

ING INVESTMENT MANAGEMENT SERVICES LLC (NEW YORK NY)

CT

06/02/2005 - 10/13/2005

GE CAPITAL MARKETS, INC. (NORWALK CT)

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Licenses & Designations

BC

Issued 07/01/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/08/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Karen Llamanzares Ramos.
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