Unclaimed
Karen Llamanzares Ramos is a registered representative with Credit Agricole Securities (usa) Inc., based in New York, New York. Karen has been in the financial industry since August 2, 2007. Karen holds Series 7, Series 63, Series 24, SIE, and Series 79TO licenses. Karen has worked with several firms in the past, including Capital One Securities, Inc. and ING Financial Markets LLC. Karen's background includes experience in investment banking, as well as the general securities and investment management industries. Karen is currently registered with the state of Arizona, California, Florida, Illinois, Massachusetts, New York, Ohio, Texas, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/26/2016 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
NY
06/03/2015 - 07/05/2016
CAPITAL ONE SECURITIES, INC. (New York NY)
NY
04/20/2010 - 04/29/2013
ING FINANCIAL MARKETS LLC (NEW YORK NY)
NY
10/18/2005 - 04/16/2010
ING INVESTMENT MANAGEMENT SERVICES LLC (NEW YORK NY)
CT
06/02/2005 - 10/13/2005
GE CAPITAL MARKETS, INC. (NORWALK CT)
BC
Issued 07/01/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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