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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Hartley is a financial advisor with Ameriprise Financial Services, LLC. Karen has been in the financial services industry since September 2006. She has a Series 7, Series 31 and Series 66 license. Karen is registered with FINRA and the state of Pennsylvania. Karen has worked with clients from various backgrounds, including individuals, high-net-worth individuals, trusts, estates, insurance companies, charitable organizations, pension and profit-sharing plans, corporations, and state or municipal government entities. Karen offers financial planning, portfolio management for individuals and businesses, asset allocation services, educational seminars, publication of periodicals, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
02/02/2015 - Present
Ameriprise Financial Services, LLC (PITTSBURGH PA)
PA
06/01/2009 - 09/21/2012
MORGAN STANLEY SMITH BARNEY (PITTSBURGH PA)
PA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PITTSBURG PA)
PA
09/21/2006 - 04/02/2007
MORGAN STANLEY DW INC. (PITTSBURG PA)
BOTH
Issued 10/11/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 09/20/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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