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Karen Lentz

TD Private Client Wealth LLC

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About Karen Lentz

Karen Lentz is a financial advisor with TD Private Client Wealth LLC in Sarasota, FL. Karen has over 40 years of experience in the financial services industry and holds Series 7, 63 and 66 licenses. Karen also holds active IA licenses in Florida, Maryland and New York. Prior to joining TD Private Client Wealth LLC, Karen worked at VALIC Financial Advisors, Inc., Janney Montgomery Scott LLC and Stifel, Nicolaus & Company, Incorporated. Karen is a dedicated financial advisor with a focus on building long-term relationships with her clients.

Firm Information

Karen Lentz is currently registered with TD Private Client Wealth LLC. TD Private Client Wealth LLC, a Limited Liability Company formed in 2012, is an investment advisor with offices in New York, NY. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and other advisory services. TD Private Client Wealth LLC has been registered with the SEC and is also registered in all 50 states. The firm serves a variety of clients including individuals, high net worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
TD Private Client Wealth LLC

1 VANDERBILT AVENUE

NEW YORK, NY 10017

$6.45B

Assets Under Management

Not reported

Total Clients

487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Karen Lentz’s Registration & Firm History

FL

01/08/2025 - Present

TD Private Client Wealth LLC (Sarasota FL)

NJ

12/19/2003 - 01/19/2024

VALIC FINANCIAL ADVISORS, INC. (MOUNT LAUREL NJ)

PA

04/11/1989 - 01/05/2004

JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)

MO

07/29/1983 - 03/16/1989

STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)

NA

08/23/1983 - 07/28/1983

BACON, WHIPPLE & CO., INC.

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Licenses & Designations

BOTH

Issued 06/12/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/11/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Karen Lentz. Review regulatory record here.
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