Unclaimed
Karen McCafferty is a financial professional with Vanguard Marketing Corp. Karen has been in the industry since April 2022 and is licensed to provide financial advice in 53 states and territories. Karen is registered to provide financial advice in all 50 states, Washington DC, Puerto Rico, and the US Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
04/23/2022 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 05/03/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/25/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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