Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Formby-hernandez has been in the financial services industry since May 30, 2001. Karen is currently registered with Nationwide Planning Associates Inc. as a General Securities Principal. Karen is also a registered representative with FINRA and is licensed in Puerto Rico. Prior to joining Nationwide Planning Associates Inc., Karen was previously employed at CETERA ADVISOR NETWORKS LLC, WALNUT STREET SECURITIES, INC. and VERAVEST INVESTMENTS, INC. Karen has passed several industry exams including the Series 6, Series 7 and Series 24 exams. Karen holds a SIE exam certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PR
11/05/2014 - Present
Nationwide Planning Associates Inc. (San Juan PR)
PR
09/03/2013 - 11/14/2014
CETERA ADVISOR NETWORKS LLC (SAN JUAN PR)
PR
12/01/2003 - 09/03/2013
WALNUT STREET SECURITIES, INC. (SAN JUAN PR)
MA
05/29/2001 - 11/28/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
BC
Issued 10/01/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/25/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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