Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Vineyard is a financial professional with over 25 years of experience in the financial services industry. Karen currently works at Bofa Securities, Inc. Karen has a strong background in investment management, having previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, The Dreyfus Service Corporation, and Stephens Inc. Karen holds Series 6, 7, 24, and 63 licenses. Karen is registered in the state of Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
OR
05/10/2019 - Present
Bofa Securities, Inc. (PORTLAND OR)
OR
11/13/2018 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PORTLAND OR)
NY
09/12/1994 - 03/22/1995
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
AR
10/05/1992 - 08/01/1994
STEPHENS INC. (LITTLE ROCK AR)
NY
05/23/1986 - 03/08/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 12/19/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/2019
Series 24 - General Securities Principal Examination
BC
Issued 11/14/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/02/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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