Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Vaughan is a financial advisor with over 20 years of experience in the financial services industry. Karen has held several positions in the past, including roles with LaSalle St Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Clearing Services, LLC. She is currently a Registered Representative and Investment Advisor Representative with LPL Financial LLC in Tyler, TX. Karen is licensed to provide financial advice in several states across the US, including Texas, Florida and California. Karen holds the Series 7, Series 24 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/19/2022 - Present
LPL Financial LLC (TYLER TX)
TX
02/02/2012 - 01/20/2022
WELLS FARGO CLEARING SERVICES, LLC (TYLER TX)
TX
08/05/2010 - 01/31/2012
LASALLE ST SECURITIES, L.L.C. (TYLER TX)
TX
05/19/1997 - 10/22/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TYLER TX)
BC
Issued 06/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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