Unclaimed
Karen Leber Saperston is a financial advisor who has been in the industry since 1989. Karen is currently registered with Brighton Securities Corp. and has a proven track record in providing investment advice to individuals, corporations, and institutions. Karen is also a registered principal with Brighton Securities Corp. Karen has a wide range of experience and expertise in areas such as financial planning, portfolio management, and investment advice. Karen's commitment to excellence and client satisfaction has helped her build a successful career in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/03/2018 - Present
Brighton Securities Corp. (ROCHESTER NY)
NY
02/20/1998 - 12/31/2018
SAPERSTON ASSET MANAGEMENT, INC. (HAMBURG NY)
IL
10/02/1997 - 02/18/1998
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
NY
02/20/1991 - 10/16/1997
SAPERSTON FINANCIAL INC. (BUFFALO NY)
NJ
11/13/1989 - 02/21/1991
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
CT
07/18/1989 - 01/30/1990
ADVEST, INC. (HARTFORD CT)
BC
Issued 11/06/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/27/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/28/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/28/1991
Series 4 - Registered Options Principal Examination
BC
Issued 10/26/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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