Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Mannina is a financial advisor with over 15 years of experience in the industry. Karen is currently registered with Ameriprise Financial Services, LLC in Wyoming and has previously held registrations with Morgan Stanley, Stifel, Nicolaus & Company, Incorporated, UBS Financial Services Inc., and Piper Jaffray & Co. Karen holds the Series 63, Series 66, Series 7 and SIE licenses. Karen provides a range of services, including asset allocation, financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WY
04/14/2021 - Present
Ameriprise Financial Services, LLC (Casper WY)
WY
05/19/2014 - 04/16/2020
MORGAN STANLEY (CASPER WY)
WY
09/11/2009 - 11/12/2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CASPER WY)
WY
08/12/2006 - 09/11/2009
UBS FINANCIAL SERVICES INC. (CASPER WY)
WY
11/08/2000 - 08/12/2006
PIPER JAFFRAY & CO. (CASPER WY)
BOTH
Issued 07/11/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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