Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Laieta is a financial professional with over 10 years of experience in the industry. Karen is currently registered with TP Icap Global Markets Americas LLC. Previously, Karen was associated with Tullett Prebon Financial Services LLC. Karen holds a Series 63, SIE and Series 99 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
06/30/2023 - Present
TP Icap Global Markets Americas LLC (EDISON NJ)
NJ
03/27/2012 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (EDISON NJ)
BC
Issued 03/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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