Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Swigart is a financial professional with over 20 years of experience in the industry. Karen is a Registered Representative and holds the Series 7, Series 24, and Series 63 licenses. Karen is currently employed by Vanguard Marketing Corp., where she has been working since September 2003. Karen's professional experience includes securities and investments, and she is licensed in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
09/16/2003 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 05/06/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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