Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Pascarella is a financial advisor with over 20 years of experience in the financial services industry. Karen currently works for Raymond James & Associates, Inc., and previously worked for WELLS FARGO CLEARING SERVICES, LLC. Karen is also a licensed securities agent and holds several licenses and certifications including the Series 6, 7, 9, 10 and SIE exams. Karen specializes in providing financial planning, portfolio management, and investment advice to a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/08/2024 - Present
Raymond James & Associates, Inc. (MORRISTOWN NJ)
NJ
10/01/2000 - 09/19/2018
WELLS FARGO CLEARING SERVICES, LLC (SUMMIT NJ)
NC
05/14/1997 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 05/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/28/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/08/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/24/2024
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/13/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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