Unclaimed
Karen Kowall Brask is a financial advisor with Ausdal Financial Partners, Inc. Karen has been in the financial services industry since 1994. She holds Series 63, Series 24, SIE, and Series 7 licenses. Karen has experience in the following areas: financial planning, portfolio management for businesses, and portfolio management for individuals. Previously, Karen worked for LPL FINANCIAL CORPORATION, WATERSTONE FINANCIAL GROUP, INC., OCC DISTRIBUTORS, AMERICAN MEDICAL INVESTMENT COMPANY, L.P., and AMA INVESTMENT ADVISERS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advice on uma platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Revenue sharing
1
2
IL
10/14/2009 - Present
Ausdal Financial Partners, Inc. (CHICAGO IL)
IL
09/08/2009 - 10/12/2009
LPL FINANCIAL CORPORATION (CHICAGO IL)
IL
01/12/1998 - 09/08/2009
WATERSTONE FINANCIAL GROUP, INC. (CHICAGO IL)
NY
01/30/1996 - 08/07/1996
OCC DISTRIBUTORS (NEW YORK NY)
NA
08/08/1994 - 01/01/1996
AMERICAN MEDICAL INVESTMENT COMPANY, L.P.
IL
01/26/1993 - 06/16/1994
AMA INVESTMENT ADVISERS, INC. (CHICAGO IL)
BC
Issued 02/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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