Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Yasukawa is a financial advisor associated with Raymond James & Associates, Inc. Karen has been in the industry since August 1986, and has held various positions at different firms. Karen is currently registered in the state of Hawaii and holds Series 6, 7, 26, 63, and 65 licenses. Karen's firm, Raymond James & Associates, Inc., is a large financial services firm with over $433 billion in assets under management. Karen offers a range of financial services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
HI
12/06/2022 - Present
Raymond James & Associates, Inc. (Honolulu HI)
HI
06/29/2007 - 07/05/2017
UBS FINANCIAL SERVICES INC. (HONOLULU HI)
HI
03/05/1996 - 07/05/2007
CITIGROUP GLOBAL MARKETS INC. (HONOLULU HI)
MO
04/04/1994 - 02/20/1996
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
03/24/1992 - 04/27/1994
H.J. MEYERS & CO., INC. (ROCHESTER NY)
CT
07/15/1991 - 06/04/1992
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
CT
11/28/1989 - 06/01/1992
AETNA CAPITAL MANAGEMENT, INC. (HARTFORD CT)
CT
08/13/1986 - 12/21/1989
AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)
IA
Issued 02/04/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/1991
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1993
Series 7 - General Securities Representative Examination
BC
Issued 08/11/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Karen Yasukawa is the right advisor for you? Invested Better is here to help.
