Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Kelly-arroyo has been a registered representative since 2002 and is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Karen has 20 years of experience in the industry. Karen is currently registered as an investment advisor representative in New Jersey, New York, and Texas. Karen is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., which is a broker-dealer and investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/12/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GARDEN CITY NY)
NJ
04/21/2006 - 03/30/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NY
11/01/2005 - 03/22/2006
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NJ
09/29/2004 - 09/09/2005
CITISTREET EQUITIES LLC (SOMERSET NJ)
IL
01/31/2002 - 04/02/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
BOTH
Issued 06/15/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/15/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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