Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Williams is a financial professional with experience in the industry since June 2016. Karen is currently registered with Lion Street Financial, LLC and is located in Memphis, TN. Karen has obtained the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99) licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
04/08/2020 - Present
Lion Street Financial, LLC (Memphis TN)
TN
07/18/2014 - 05/17/2018
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
BC
Issued 05/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2014
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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