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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Kay Stewart is a financial advisor with LPL Financial LLC and has been in the industry since 1999. Karen Stewart is registered with the state of New York as a Registered Representative and Investment Adviser Representative. Karen Stewart has a Series 7, Series 6, Series 63, and Series 65 license. Karen Stewart's firm, LPL Financial LLC, manages over $50 billion in assets and has over 168,000 clients. Karen Stewart can provide financial advice and services to a wide range of clients, including individuals, families, businesses, and retirement plans. Karen Stewart is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
LPL Financial LLC (MONTGOMERY NY)
OH
07/30/2002 - 07/18/2005
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NY
08/15/2000 - 07/02/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
09/07/1999 - 07/24/2000
C. J. M. PLANNING CORP. (POMPTON LAKES NJ)
IA
Issued 10/31/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/04/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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