Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Katinas is a financial advisor currently registered with J.p. Morgan Securities LLC. Karen has been working in the financial industry for over 17 years, with previous experience at Ameriprise Financial Services, LLC, LPL Financial LLC, Charles Schwab & Co., INC., LPL Financial Corporation and Fidelity Brokerage Services LLC. Karen's background in financial services is broad, with experience across both brokerage and investment advisory services. Karen holds a variety of licenses and designations, including Series 7, Series 63, Series 65, Series 66 and Series 6TO, demonstrating a commitment to staying current on industry regulations and requirements.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MI
01/30/2023 - Present
J.p. Morgan Securities LLC (COMMERCE TWP MI)
MI
02/09/2021 - 12/21/2021
AMERIPRISE FINANCIAL SERVICES, LLC (Troy MI)
MI
10/19/2012 - 07/03/2013
LPL FINANCIAL LLC (FARMINGTON HILLS MI)
MI
03/23/2010 - 11/12/2010
CHARLES SCHWAB & CO., INC. (SOUTHFIELD MI)
MI
10/04/2005 - 03/04/2010
LPL FINANCIAL CORPORATION (FARMINGTON HILLS MI)
RI
12/01/1993 - 10/06/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 05/13/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/26/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/13/2020
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Karen Katinas is the right advisor for you? Invested Better is here to help.
