Unclaimed
Karen Kasteel-mettenbrink is a financial professional with over 20 years of experience in the industry. Karen is currently registered with Franklin Distributors, LLC and Clarion Partners Securities, LLC. Karen holds the Series 6, 7TO, and Series 63 licenses, as well as the SIE exam. Karen has been registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/09/2023 - Present
Franklin Distributors, LLC (New York NY)
GA
04/12/2002 - 02/12/2003
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
01/25/2002 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
GA
10/30/2001 - 12/31/2001
WMA SECURITIES, INC. (DULUTH GA)
BC
Issued 01/14/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/13/2019
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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