linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Karen Kang

T.r. Winston & Company, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Karen? Claim Your Profile

About Karen Kang

Karen Kang is a financial advisor who has been in the industry since 2002. Karen has a broad range of experience in the financial services industry. Karen currently works at T.r. Winston & Company, LLC. Prior to joining T.r. Winston & Company, LLC, Karen worked at J.P. Morgan Securities Inc. and Andover Brokerage, L.L.C.. Karen has a strong academic background, holding the Series 63, Series 65, Series 7, Series 24, Series 4, Series 79TO, Series 99TO, and SIE licenses. Karen is licensed in a number of states. Karen is a dedicated and experienced professional who is committed to providing her clients with the highest level of service.

Firm Information

Karen Kang is currently registered with T.r. Winston & Company, LLC. T.r. Winston & Company, LLC is a Limited Liability Company formed in August 2003. The firm is registered in all 50 states and the District of Columbia. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Karen Kang’s Registration & Firm History

CA

06/12/2002 - Present

T.r. Winston & Company, LLC (LOS ANGELES CA)

NY

03/11/2002 - 06/05/2002

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

01/30/2002 - 02/12/2002

ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)

Not sure if Karen Kang is right for you?

Licenses & Designations

IA

Issued 03/20/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/13/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/01/2003

Series 24 - General Securities Principal Examination

BC

Issued 08/19/2002

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/29/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Karen Kang.
Not sure if Karen Kang is right for you?