Unclaimed
Karen Collins is a financial professional with over 20 years of experience in the industry. Karen is currently registered with Empower Financial Services, Inc., a firm with a broad range of financial services, including investment advisory and brokerage. Previously, Karen was with Prudential Investment Management Services LLC, MML Distributors, LLC, Hartford Securities Distribution Company, Inc., and Hartford Equity Sales Company Inc. Karen's expertise spans several areas, including investment company products and variable contracts. Karen holds the Series 6 and Series 26 licenses, as well as the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/04/2022 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CT
08/07/2013 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)
CT
01/02/2013 - 07/16/2013
MML DISTRIBUTORS, LLC (ENFIELD CT)
CT
01/01/2009 - 01/02/2013
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)
CT
02/24/2003 - 01/01/2009
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BC
Issued 09/07/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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