Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Garbalosa is a financial advisor with Empower Financial Services, Inc., where Karen has been registered since January 4, 2021. Before joining Empower Financial Services, Inc., Karen worked at MML Distributors, LLC and ING Financial Advisors, LLC. Karen has Series 6, Series 26, Series 63, and SIE licenses. Karen has been in the financial services industry since January 13, 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KS
01/04/2021 - Present
Empower Financial Services, Inc. (OVERLAND PARK KS)
CT
01/31/2018 - 01/04/2021
MML DISTRIBUTORS, LLC (ENFIELD CT)
CT
12/04/2015 - 10/27/2017
MML DISTRIBUTORS, LLC (ENFIELD CT)
CT
05/11/2013 - 07/03/2014
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
BC
Issued 02/20/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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