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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Campbell is a financial advisor who has been in the industry since 1978. Karen currently works for Morgan Stanley and has been with the firm since 2009. Prior to that, Karen was a financial advisor at Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc. and A. G. Edwards & Sons, Inc. Karen holds the Series 63, Series 10, Series 9, Series 8, Series 5, Series 7 and SIE licenses. Karen specializes in providing financial planning and asset allocation advice to individuals, businesses, and investment companies. Karen also offers educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AL
06/01/2009 - Present
Morgan Stanley (Montgomery AL)
AL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MONTGOMERY AL)
AL
12/12/2003 - 04/02/2007
MORGAN STANLEY DW INC. (MONTGOMERY AL)
MO
09/10/1980 - 12/19/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
11/27/1978 - 04/30/1980
THORNTON, FARISH & GAUNTT, INC.
NA
09/20/1971 - 07/30/1972
FINANCIAL SERVICE CORPORATION OF AMERICA
NA
09/20/1971 - 07/30/1972
FUNDAMENTAL SERVICE CORPORATION
BC
Issued 08/05/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/06/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1982
Series 5 - Interest Rate Options Examination
BC
Issued 11/18/1978
Series 7 - General Securities Representative Examination
BC
Issued 09/15/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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