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Karen Johnson Martin

Raymond James Financial Services, Inc.

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About Karen Johnson Martin

Karen Martin is a financial advisor in MYRTLE BEACH, SC. Karen has been in the financial services industry since 1998. Karen works at Raymond James Financial Services, Inc. and is registered with the state of South Carolina. Karen has Series 7, Series 63, Series 66 and SIE licenses. Karen previously worked at LPL FINANCIAL LLC, RAYMOND JAMES FINANCIAL SERVICES, INC. and UVEST FINANCIAL SERVICES GROUP, INC.

Firm Information

Karen Martin is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Martin’s Registration & Firm History

SC

11/09/2017 - Present

Raymond James Financial Services, Inc. (MYRTLE BEACH SC)

SC

04/30/2014 - 11/13/2017

LPL FINANCIAL LLC (MYRTLE BEACH SC)

SC

10/05/2010 - 05/02/2014

RAYMOND JAMES FINANCIAL SERVICES, INC. (MYRTLE BEACH SC)

SC

04/19/2010 - 10/08/2010

UVEST FINANCIAL SERVICES GROUP, INC. (MYRTLE BEACH SC)

KY

12/20/2000 - 06/06/2001

J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)

NC

09/11/1998 - 01/19/1999

WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)

NY

12/14/1989 - 09/22/1998

J.C. BRADFORD & CO. (NEW YORK NY)

NC

10/21/1987 - 12/19/1989

INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 06/12/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/27/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Johnson Martin.
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