Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Jingyi Li is a financial professional with over six years of experience in the financial services industry. Karen has a strong track record of success in providing investment advice and guidance to clients. Karen is currently registered with Blackrock Execution Services and holds Series 3, 7, and 63 licenses. Karen previously worked at BofA Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Karen is committed to providing her clients with the highest level of service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/07/2022 - Present
Blackrock Execution Services (NEW YORK NY)
NY
05/10/2019 - 09/12/2022
BOFA SECURITIES, INC. (NEW YORK NY)
NY
08/15/2016 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2016
Series 3 - National Commodity Futures Examination
BC
Issued 08/15/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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