Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Ginder is a financial advisor with B. Riley Wealth Advisors, Inc., and has been in the industry since 2004. Karen has experience working with individuals, corporations, and high-net-worth clients. Karen holds the Series 6, 7, 62, and 63 licenses and the Series 65 license. Karen works with a variety of clients, including individuals, families, businesses, and retirement plans. Karen provides financial planning, investment management, and retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
12/12/2024 - Present
B. Riley Wealth Advisors, Inc. (Boerne TX)
NY
08/28/2014 - 07/22/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
12/14/2012 - 09/17/2014
WUNDERLICH SECURITIES, INC. (NEW YORK NY)
NY
01/10/2006 - 12/17/2012
SANDERS MORRIS HARRIS INC. (NEW YORK NY)
FL
04/24/2003 - 10/24/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NY
03/24/2003 - 04/24/2003
D.C. CAPITAL, LLC (SYOSSET NY)
NY
11/06/2002 - 12/20/2002
EHRENKRANTZ KING NUSSBAUM, INC. (MELVILLE NY)
NA
07/16/1993 - 06/15/1994
OPPENHEIMER & CO., INC.
NA
03/22/1993 - 08/19/1993
PAINEWEBBER INCORPORATED
IA
Issued 06/24/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/20/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/05/2002
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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