Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Berkman is a financial advisor with Charles Schwab & CO., Inc. Karen has been in the financial services industry since July 2007. Karen is registered with the state of Arizona and California. Karen provides financial planning services and is a wrap fee program sponsor. Karen is also a financial planning advisor referral program participant. Karen has a Series 6, 7, 9, 10, 26, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
09/28/2018 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
07/30/2007 - 02/15/2018
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
AZ
08/01/2006 - 03/30/2007
MFS FUND DISTRIBUTORS, INC. (PHOENIX AZ)
IA
Issued 07/24/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/27/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/19/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2007
Series 7 - General Securities Representative Examination
BC
Issued 07/31/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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