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Karen Jean Monaghan

Empower Financial Services, Inc.

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About Karen Jean Monaghan

Karen Monaghan is a financial professional with over 20 years of experience in the financial services industry. Karen is currently registered with Empower Financial Services, Inc. and is also a Series 6 and Series 26 licensed professional. Karen has held previous roles with GWFS Equities, Inc. and One Orchard Equities, Inc. Karen's experience and certifications demonstrate her commitment to providing her clients with sound financial advice and guidance.

Firm Information

Karen Monaghan is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Monaghan’s Registration & Firm History

CO

01/27/2005 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

CO

10/21/2002 - 06/16/2004

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

CO

10/06/1999 - 10/21/2002

ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 04/26/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Karen Jean Monaghan. Review regulatory record here.
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