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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Jean Miller is a financial advisor at Morgan Stanley. Karen has been in the industry since November 5, 1990 and has been registered with the firm since June 1, 2009. Karen holds Series 7 and 66 securities licenses as well as the SIE exam. Karen has a breadth of experience in the industry and her previous employers include Citigroup Global Markets Inc. and Everen Securities, Inc. Karen is licensed to offer investment advice in 48 states, and is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CO
03/26/2020 - Present
Morgan Stanley (Greenwood Village CO)
CO
11/21/1996 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ENGLEWOOD CO)
MO
12/20/1995 - 08/01/1996
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
03/15/1993 - 12/05/1995
LEWIS, DE ROZARIO & CO. INCORPORATED
NA
06/06/1989 - 09/29/1989
HANIFEN, IMHOFF SECURITIES CORP.
NA
06/09/1988 - 06/14/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
02/26/1988 - 06/20/1988
BOETTCHER & COMPANY, INC.
NA
04/01/1987 - 12/08/1987
BROKERAGE CLEARANCE SERVICES INC.
NA
10/24/1986 - 03/23/1987
BOETTCHER & COMPANY, INC.
BOTH
Issued 12/06/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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