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Karen Jean Arthur

Santander Securities LLC

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About Karen Jean Arthur

Karen Jean Arthur is an investment professional with over 20 years of experience in the financial services industry. Currently, Karen is a Registered Representative at Santander Securities LLC, focusing on individual and business portfolio management. Karen has previously worked for firms such as MFS FUND DISTRIBUTORS, INC., INVESTORS CAPITAL CORP., ESSEX SECURITIES LLC and STEPHENS INC. Throughout her career, Karen has demonstrated expertise in various financial products and services.

Firm Information

Karen Arthur is currently registered with Santander Securities LLC. Santander Securities LLC is a Limited Liability Company headquartered in Boston, MA. Founded in 2023, the firm offers financial planning, portfolio management for individuals and businesses, and selection of other advisers. Santander Securities LLC manages approximately $2,130,323,875 in regulatory assets under management for 9,813 clients. They are registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Santander Securities LLC

75 STATE STREET

BOSTON, MA 02109

$2.13B

Assets Under Management

Not reported

Total Clients

365

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Karen Arthur’s Registration & Firm History

MA

03/22/2022 - Present

Santander Securities LLC (Boston MA)

MA

12/15/2015 - 03/17/2022

MFS FUND DISTRIBUTORS, INC. (BOSTON MA)

MA

03/11/2014 - 12/10/2015

INVESTORS CAPITAL CORP. (LYNNFIELD MA)

MA

04/02/2012 - 02/24/2014

ESSEX SECURITIES LLC (TOPSFIELD MA)

MA

04/08/2003 - 01/18/2012

INVESTORS CAPITAL CORP. (LYNNFIELD MA)

AR

10/31/2000 - 04/16/2003

STEPHENS INC. (LITTLE ROCK AR)

MA

11/04/1999 - 10/02/2000

COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)

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Licenses & Designations

BC

Issued 06/22/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/19/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/03/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Jean Arthur.
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