Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Houghton has been in the financial industry since 1992. Karen is a licensed principal and representative with extensive experience in financial planning and portfolio management. Karen currently works with &partners. Karen's previous employers include Steward Partners Investment Solutions, LLC, M HOLDINGS SECURITIES, INC., Wells Fargo Advisors, LLC, First Union Capital Markets Corp., and Anderson & Strudwick, Incorporated. Karen holds Series 4, 7, 22, 24, 39, 53, and 63 licenses. Karen specializes in managing the investments of high-net-worth individuals, businesses, pension plans and trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
TN
08/24/2023 - Present
&partners (NASHVILLE TN)
VA
11/28/2017 - 06/21/2024
M HOLDINGS SECURITIES, INC. (Glen Allen VA)
OR
11/24/2021 - 10/11/2022
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC (PORTLAND OR)
GA
05/10/2021 - 06/30/2021
TRUIST INVESTMENT SERVICES, INC. (ATLANTA GA)
VA
10/01/1999 - 06/30/2009
WELLS FARGO ADVISORS, LLC (GLEN ALLEN VA)
NC
12/02/1986 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NA
02/03/1984 - 11/26/1986
ANDERSON & STRUDWICK, INCORPORATED
BC
Issued 11/14/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 12/18/2017
Series 24 - General Securities Principal Examination
BC
Issued 07/02/1987
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/18/1986
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/25/1983
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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