Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Xi is a registered representative at UBS Securities LLC, a firm with a strong reputation in the financial industry. Karen has passed the Securities Industry Essentials Examination (SIE) and the Investment Banking Registered Representative Examination (Series 79TO) demonstrating her commitment to providing her clients with informed and valuable investment advice. Karen is a dedicated professional who brings a wealth of knowledge and experience to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/23/2024 - Present
UBS Securities LLC (New York NY)
BC
Issued 08/23/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/08/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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