Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Ho ling Chan is a financial professional with a background in both investment advisory and broker-dealer services. Karen has been in the financial industry since 2014 and is currently registered with MML Investors Services, LLC in Alhambra, California. Karen is also a registered representative of the firm and has a Series 7, Series 63, and Series 65 license. Prior to her current role, Karen was employed by HSBC Securities (USA) Inc. in San Gabriel, California. Karen offers a variety of financial services, including financial planning, portfolio management, and asset allocation programs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
04/20/2016 - Present
MML Investors Services, LLC (Alhambra CA)
CA
04/21/2014 - 02/10/2016
HSBC SECURITIES (USA) INC. (SAN GABRIEL CA)
IA
Issued 09/25/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/28/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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