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Karen Griffith Gray

MFS Fund Distributors, Inc.

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About Karen Griffith Gray

Karen Griffith Gray is a financial advisor registered with MFS Fund Distributors, Inc.. Karen has been in the financial services industry since 1996. Karen has a Series 7, Series 63 and Series 24 license and is registered in 53 states and territories. Karen's current employment is with MFS Fund Distributors, Inc.. Prior to working at MFS Fund Distributors, Inc., Karen was with MELLON FUNDS DISTRIBUTOR, L.P., MBSC, LLC and Dreyfus Service Corporation.

Firm Information

Karen Gray is currently registered with MFS Fund Distributors, Inc.. MFS Fund Distributors, Inc. is a corporation formed on October 27, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Gray’s Registration & Firm History

MA

05/24/2007 - Present

MFS Fund Distributors, Inc. (BOSTON MA)

MA

09/22/2003 - 04/13/2007

MELLON FUNDS DISTRIBUTOR, L.P. (BOSTON MA)

NY

11/03/2005 - 12/31/2005

MBSC, LLC (NEW YORK NY)

NY

04/30/2004 - 11/05/2004

MBSC, LLC (NEW YORK NY)

NY

01/20/1998 - 05/21/2003

DREYFUS SERVICE CORPORATION (NEW YORK NY)

RI

10/18/1996 - 01/14/1998

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

MD

01/29/1996 - 09/26/1996

CONCORD FINANCIAL GROUP, INC. (BETHESDA MD)

NY

06/14/1995 - 12/05/1995

THE DREYFUS SERVICE CORPORATION (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/28/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/23/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/23/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Griffith Gray.
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