Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Gordon Worrell is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Karen has been in the securities industry since July 5, 1992. Karen is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 35 states. Karen is also registered as an investment adviser representative in 2 states. Karen is a Series 7 and Series 63 licensed representative. Karen also has a Series 65 license and holds the Securities Industry Essentials (SIE) certification. Karen's firm is a large firm with over $1 trillion in assets under management. Karen's firm provides financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisers. Karen is also an active volunteer in the community. Karen is a part-time coordinator of religious education for K-8th graders at St. Joseph Catholic Church in Madison, Mississippi.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MS
11/28/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RIDGELAND MS)
IA
Issued 11/12/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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