Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Goldstein is a financial professional with over 9 years of experience in the financial services industry. Karen is currently registered with LPL Financial LLC and has a Series 7, Series 63, Series 66, and Series 99TO license. Karen has previously worked with KESTRA INVESTMENT SERVICES, LLC, INDEPENDENT FINANCIAL GROUP, LLC, CUSO FINANCIAL SERVICES, L.P., and FIRST ALLIED SECURITIES, INC.. Karen specializes in providing financial advice to individuals, families, and businesses. Karen is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/04/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
TX
08/15/2023 - 02/06/2024
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
CA
03/01/2022 - 05/10/2023
INDEPENDENT FINANCIAL GROUP, LLC (San Diego CA)
CA
05/07/2018 - 07/14/2020
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
CA
03/20/2015 - 04/24/2018
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
BC
Issued 06/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/17/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/04/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Karen Goldstein is the right advisor for you? Invested Better is here to help.
