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Karen Georgina Jarquin

ACP Securities, LLC

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About Karen Georgina Jarquin

Karen Jarquin is a securities professional with over 5 years of experience in the industry. Karen is currently registered with ACP Securities, LLC and holds her Series 7, Series 63 and SIE licenses. Prior to joining ACP Securities, Karen was employed by CITIGROUP GLOBAL MARKETS INC. Karen is registered in Florida.

Firm Information

Karen Jarquin is currently registered with ACP Securities, LLC. ACP Securities, LLC, a Limited Liability Company formed in November 2005, is a registered investment advisor with the SEC and in 13 states.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Jarquin’s Registration & Firm History

FL

04/20/2020 - Present

ACP Securities, LLC (Miami FL)

FL

11/10/2014 - 05/17/2019

CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)

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Licenses & Designations

BC

Issued 08/15/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Karen Georgina Jarquin. Review regulatory record here.
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