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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Coffey is a financial advisor with Morgan Stanley in Melville, NY. Karen has over 30 years of experience in the financial industry. Karen has a wide range of experience in the financial services industry, having previously worked at Citigroup Global Markets Inc., Lehman Brothers Inc., C. J. Lawrence Inc., and Oppenheimer & Co., Inc.. Karen is registered to provide investment advice in 29 states and the District of Columbia. Karen specializes in providing financial planning, portfolio management, and asset allocation advice to a wide range of clients, including individuals, families, businesses, and institutions. Karen holds Series 7, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
01/13/2021 - Present
Morgan Stanley (Melville NY)
NY
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MELVILLE NY)
NY
05/28/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
11/02/1989 - 07/23/1991
C. J. LAWRENCE INC. (NEW YORK NY)
NY
10/21/1988 - 09/19/1989
OPPENHEIMER & CO., INC. (NEW YORK NY)
BOTH
Issued 04/12/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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