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Karen Gaye Hutton

Allstate Financial Services, LLC

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About Karen Gaye Hutton

Karen Hutton is a financial professional with over 30 years of experience in the industry. Karen is currently registered with Allstate Financial Services, LLC and has previously held positions at several other firms including Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Integrity Trading, Inc., WM Financial Services, Inc., and IDS Life Insurance Company. Karen is licensed in several states and has a wide range of experience in the financial services industry.

Firm Information

Karen Hutton is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Hutton’s Registration & Firm History

WA

06/09/2010 - Present

Allstate Financial Services, LLC (Monroe WA)

WA

06/01/2009 - 05/11/2010

MORGAN STANLEY SMITH BARNEY (SEATTLE WA)

WA

06/25/2008 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (SEATTLE WA)

WA

12/07/2005 - 04/28/2008

INTEGRITY TRADING, INC. (KIRKLAND WA)

CA

06/29/2005 - 12/12/2005

WM FINANCIAL SERVICES, INC. (IRVINE CA)

NE

01/02/2003 - 06/16/2005

ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)

NY

09/08/1997 - 12/02/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

MN

02/21/1995 - 09/08/1997

NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)

MN

03/04/1994 - 01/20/1995

NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)

MN

07/18/1989 - 02/09/1994

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

07/18/1989 - 02/09/1994

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 10/03/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/04/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/05/2008

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/06/2008

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/11/1997

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/07/2006

Series 3 - National Commodity Futures Examination

BC

Issued 09/18/1997

Series 31 - Futures Managed Funds Examination

BC

Issued 07/15/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Karen Gaye Hutton. Review regulatory record here.
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