Unclaimed
Karen Hutton is a financial professional with over 30 years of experience in the industry. Karen is currently registered with Allstate Financial Services, LLC and has previously held positions at several other firms including Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Integrity Trading, Inc., WM Financial Services, Inc., and IDS Life Insurance Company. Karen is licensed in several states and has a wide range of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WA
06/09/2010 - Present
Allstate Financial Services, LLC (Monroe WA)
WA
06/01/2009 - 05/11/2010
MORGAN STANLEY SMITH BARNEY (SEATTLE WA)
WA
06/25/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SEATTLE WA)
WA
12/07/2005 - 04/28/2008
INTEGRITY TRADING, INC. (KIRKLAND WA)
CA
06/29/2005 - 12/12/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NE
01/02/2003 - 06/16/2005
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
NY
09/08/1997 - 12/02/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
MN
02/21/1995 - 09/08/1997
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
MN
03/04/1994 - 01/20/1995
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
MN
07/18/1989 - 02/09/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/18/1989 - 02/09/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 10/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/06/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/11/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2006
Series 3 - National Commodity Futures Examination
BC
Issued 09/18/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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