Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Gray is an experienced financial professional with over two decades of experience in the industry. Karen is a registered representative with Stifel, Nicolaus & Company, Inc. and has a strong track record of success in providing investment advice and financial planning services. Prior to joining Stifel, Nicolaus & Company, Inc., Karen held positions with a number of prominent financial institutions including Stone & Youngberg LLC, Wachovia Securities, LLC, Wells Fargo Investments, LLC, and Wells Fargo Securities Inc. Karen has a wide range of experience in various financial markets and specializes in providing investment advice and wealth management solutions to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/01/2011 - Present
Stifel, Nicolaus & Company, Inc. (LOS ANGELES CA)
CA
02/19/2008 - 11/03/2011
STONE & YOUNGBERG LLC (LOS ANGELES CA)
CA
09/20/2007 - 10/03/2007
WACHOVIA SECURITIES, LLC (SEAL BEACH CA)
CA
05/02/2001 - 05/21/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
07/06/1999 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
11/21/1997 - 02/09/1998
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
CA
10/15/1996 - 09/23/1997
BANCAMERICA SECURITIES, INC. (SAN FRANCISCO CA)
CA
04/03/1996 - 10/08/1996
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NY
10/24/1995 - 03/11/1996
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
09/21/1994 - 11/28/1994
GRIFFIN FINANCIAL SERVICES
NA
03/08/1994 - 07/25/1994
BANCAL INVESTMENT SERVICES, INC.
CA
11/19/1993 - 02/11/1994
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
OR
10/15/1992 - 11/19/1993
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NA
03/21/1988 - 11/10/1988
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
BC
Issued 10/13/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/13/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/20/1987
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Karen Gray is the right advisor for you? Invested Better is here to help.
