Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Garcia-marin is a financial professional with over 17 years of experience in the industry. Karen is currently registered with Broadridge Business Process Outsourcing, LLC and previously worked at Instinet, LLC, Jefferies & Company, Inc. and Paragon Capital Markets, Inc. Karen holds Series 7, 7TO, 55, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/14/2023 - Present
Broadridge Business Process Outsourcing, LLC (NEW YORK NY)
NY
01/11/2007 - 05/06/2019
INSTINET, LLC (NEW YORK NY)
NY
11/03/2003 - 12/19/2006
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NJ
02/08/2002 - 09/11/2003
PARAGON CAPITAL MARKETS, INC. (EAST HANOVER NJ)
BC
Issued 01/10/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/07/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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