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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Siannas is a financial advisor with Morgan Stanley. Karen has been in the industry since 1997 and has extensive experience in the field. Karen is registered with the following states: Connecticut, New York, Texas, and Vermont. Karen provides a variety of financial services including financial planning, portfolio management, and investment advice. Karen has earned the Series 7, 3, 9, 10, 63, and 65 licenses and has experience working with a variety of client types including individuals, high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CT
08/28/2024 - Present
Morgan Stanley (Ridgefield CT)
CT
06/01/2009 - 06/28/2023
MORGAN STANLEY (Fairfield CT)
CT
12/05/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GREENWICH CT)
MO
06/05/2001 - 11/29/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NY
05/07/1997 - 05/31/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
ME
04/29/1996 - 05/01/1997
FIRST DATA DISTRIBUTORS, INC. (PORTLAND ME)
IA
Issued 02/17/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/29/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1997
Series 3 - National Commodity Futures Examination
BC
Issued 04/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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