Unclaimed
Karen Francine Weinberger is a financial advisor with Fidelity Brokerage Services LLC. She is a Series 7, Series 9, Series 10, and Series 63 licensed professional. Karen has been in the financial services industry since December 22, 2007. Karen has previously been registered with National Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
10/15/2013 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
11/19/2012 - 10/01/2013
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
11/15/2007 - 10/25/2012
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 11/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/04/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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